As part of our continued growth, Complyport is seeking to recruit an Assistant Consultant for its Regulatory and Compliance Assurance team focused on Regulatory Compliance audits of CIFs and other regulated entities.
This Role in a Nutshell
The successful candidate will participate in Regulatory Audits focused on regulatory compliance matters of regulated firms and assess the level of compliance with respect to the applicable legislation.
What Does Your Role Specifically Involve?
Participate in desk-based Internal Audits focused on regulatory compliance of CIFs and other regulated firms.
Obtain broad compliance-related knowledge in regulatory frameworks relevant to AML/Know Your Client (KYC), MiFiD, EMIR, Funds, Fund Managers, Payment Service Providers, etc.
Assess the level of…